Secondary Markets Responses

QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

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QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

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QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

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QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

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QCA Response to ESMA - Evaluation of certain elements of the Short Selling Regulation

4th September 2017 - Our Secondary Markets Expert Group contributed to our response to ESMA's evaluation of certain elements of the Short Selling Regulation.

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QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

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QCA Response to the FCA - CP17/5 Reforming the availability of information in the UK equity IPO process

31st May 2017 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's consultation on reforming the availability of information in the UK equity IPO process.

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QCA Response to ESMA - Draft Guidelines on MiFID II product governance requirements

4th January 2017 - Our Secondary Markets Expert Group contributed to our response to the ESMA consultation regarding its draft guidelines on MiFID II product governance requirements.

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QCA Response to FCA - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III

14th December 2016 - Our Secondary Markets Expert Group contributed to our response to the FCA consultation - CP16/29 Markets in Financial Instruments Directive II Implementation - Consultation Paper III.

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QCA Response to the FCA - Availability of information in the UK Equity IPO Process

Our Corporate Finance, Legal and Secondary Markets Expert Groups contributed to our response to the FCA consultation - Availability of information in the UK Equity IPO Process.

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QCA Response to ESMA - Regulatory Technical Standards on the CSD Regulation - Buy-in Process

Our Secondary Markets Expert Group contributed to our response to ESMA's consultation on the Regulatory Technical Standards on the CSD Regulation – The operation of the Buy-in Process

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QCA Response to ESMA - Consultation on MiFID II/MiFIR

Our Secondary Markets Expert Group contributed to our response to ESMA's consultation on MiFID II/MiFIR. 

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QCA Response to ESMA Consultation on Technical Advice under the CSD Regulation

Our Secondary Markets Expert Group contributed to our response to ESMA Consultation on Technical Advice under the CSD Regulation.

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QCA Response to ESMA Consultation on Technical Standards under the CSD Regulation

Our Secondary Market Expert Group contributed to our response to ESMA consultation on Technical Standards under the CSD Regulation.

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QCA Response to FCA - The use of the dealing commission regime

Our Secondary Markets and Corporate Finance Expert Groups contributed to our response to the FCA DP14/3 on the use of the dealing commission regime.

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QCA Response to ESMA - Discussion Paper on MiFID/MiFIR draft RTS/ITS

Our Secondary Markets and Legal Expert Groups have contributed to our response to ESMA's Discussion Paper on MiFID/MiFIR draft RTS/ITS

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