Primary Markets Responses

QCA Response to ESMA - Guidelines on risk factors under the Prospectus Regulation

5th October 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft guidelines on risk factors under the Prospectus Regulation.

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QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook

10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.

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QCA Response to the FCA's 19th Primary Market Bulletin - Proposed changes to the Knowledge Base: FCA/TN/506.2 – Periodic financial information and inside information

23rd July 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's proposed changes to its technical note regarding periodic financial information and inside information.

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QCA Response to European Commission request for feedback - Fostering and promoting the use of SME growth markets - Level 1

25th July 2018 - Legal and Primary Markets Expert Groups contributed to our response to the European Commission's request for feedback regarding its legislative proposals to amend aspects of the Market Abuse Regulation and the Prospectus Regulation.

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QCA Response to NEX Exchange: Amendments to the fast track rules

27th June 2018 - Our Primary Markets Expert Group contributed to our response to NEX Exchange's market consultation on its proposed amendments to its fast track rules.

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QCA Response to London Stock Exchange: AIM Notice 51 - Changes to the AIM Rules for Nominated Advisers

25th May 2018 - Our Primary Markets Expert Group contributed to our response to London Stock Exchange's consultation on changes to the AIM Rules for Nominated Advisers.

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QCA Response to London Stock Exchange - AIM Rulebooks consultation

29th January 2018 - We responded to London Stock Exchange's consultation on its proposed changes to the AIM Rules for Companies and AIM Rules for Nominated Advisers.

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QCA Response to ESMA consultation - Draft regulatory technical standards under the new Prospectus Regulation.

9th March 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on the draft regulatory technical standards under the new Prospectus Regulation.

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QCA Response to European Commission - Public consultation on building a proportionate regulatory environment to support SME listing

26th February 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the European Commission's public consultation on building a proportionate regulatory environment to support SME listing.

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QCA Response to London Stock Exchange - AIM Rules Review

8th September 2017 - We responded to London Stock Exchange's discussion paper reviewing the AIM Rules.

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QCA Response to ESMA - Draft technical advice on scrutiny and approval of the prospectus

28th September 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft technical advice on scrutiny and approval of the prospectus.

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QCA Response to ESMA - Draft technical advice on the content and format of the EU Growth prospectus

28th September 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft technical advice on the content and format of the EU Growth prospectus.

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QCA Response to ESMA - Draft technical advice on the format and content of the prospectus

28th September 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft technical advice on the format and content of the prospectus.

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QCA Response to the FCA - CP17/5 Reforming the availability of information in the UK equity IPO process

31st May 2017 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to the FCA's consultation on reforming the availability of information in the UK equity IPO process.

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QCA Response to the FCA - CP17/4 Review of Effectiveness of Primary Markets: Enhancements to the Listing Regime

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's proposed enhancements to the Listing Regime.

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QCA Response to FCA - DP17/2 Review of the Effectiveness of Primary Markets: The UK Primary Markets Landscape

12th May 2017 - Our Legal and Primary Markets Expert Groups contributed to our response to the FCA's review of the UK's primary markets.

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