Our Primary Markets Expert Group acts as a dynamic forum composed solely of nominated advisers and brokers to discuss primary market issues with a view of influencing market practice, market structures and the regulatory framework to support firms advising small and mid-sized quoted companies.
Welcome to the online workspace of the Primary Markets Expert Group.
The 'Meetings' section is where upcoming group meetings are announced and where you can collect your papers from for each meeting.
The 'Members' section lists all current members on the group. The 'Minutes' section is an archive of the minutes from all the meetings.
'Published Responses' are the final responses to consultations that the group contributed to.
Group Terms of Reference:
Click here to download the Primary Markets Expert Group Terms of Reference (pdf)
Meetings
Primary Markets Expert Group - November 2021
Monday 8 November 2021 at 6.00pm
This meeting is being held on Monday 8 November 2021 at 6.00pm, with Kerry Goodwin of AIM Regulation as guest speaker.
To access this, you must be a QCA member.
Join today!
Primary Markets Expert Group - September 2021
Tuesday 7 September 2021 at 4.00pm
This meeting is being held on Tuesday 7 September 2021 at 4.00pm, with Charles Grainger and Youri Dayot of HM Treasury as guest speakers.
To access this, you must be a QCA member.
Join today!
Published responses
QCA Response to ESMA - Guidelines on risk factors under the Prospectus Regulation
5th October 2018 - Our Legal and Primary Markets Expert Groups contributed to our response to ESMA's consultation on its draft guidelines on risk factors under the Prospectus Regulation.
QCA Response to London Stock Exchange - Proposed changes to the AIM Disciplinary Procedures and Appeals Handbook
10th September 2018 - Our Legal, Primary Markets and Secondary Markets Expert Groups contributed to our response to London Stock Exchange's proposed changes to the AIM Disciplinary Procedures and Appeals Handbook.
QCA Response to European Commission request for feedback - Fostering and promoting the use of SME growth markets - Level 1
25th July 2018 - Legal and Primary Markets Expert Groups contributed to our response to the European Commission's request for feedback regarding its legislative proposals to amend aspects of the Market Abuse Regulation and the Prospectus Regulation.
